Overview

Our Mission Statement:

The Medallion mission is to provide an environment where individual investors can expect to receive the same level of professional management, service and low fees as do institutional investors.

We understand that our corporate culture represents the "character" of our organization. Medallion Wealth Advisors adheres to the traditional ideals of substance, integrity, discretion, transparency, responsiveness, and objectivity. We pledge to always do the right thing for our clients.

 

Our Services:

While developing a customized financial program, we walk you through a step-by-step process that will help make you feel confident in your decisions.

Once your goals have been established, we will customize appropriate strategies to suit your vision and objectives. We can help you execute a sound financial program utilizing the following products and services:

  • Asset preservation
  • Cash flow
  • Investment management
  • Retirement strategies
  • Estate conservation
  • Insurance and annuity products

 

Our Qualifications:

We have been working with individuals and businesses in the area for several years.

Each of our investment advisor representatives and financial advisors has extensive personal and professional experience.

Many hold various professional designations, and qualified representatives are licensed to sell a variety of investment and insurance products.

We are dedicated to developing lasting relationships with all our clients. We believe in helping you assess your financial goals and participate in the management of your finances.

One of the benefits of working with us is our ability to provide clear, easily understood explanations of financial products and services. The personalized program that we can provide is a roadmap to working toward a more secure financial future.

We're looking forward to using our expertise to help you pursue your financial goals.

 

Our Custodians:

Medallion Wealth Advisors works in conjunction with several highly reputable firms who serve as custodians to provide stability, resources and experience. we combine these qualities with our flexibility and open architecture for the benefit of our clients. All of our custodians have SIPC insurance coverage of up to $500,000 in market value per account and excess SIPC coverage for accounts over $500,000 through Lloyds of London. This provides our clients the comfort and peace of mind of having their assets held with some of the largest and most respected firms on Wall Street.

Many of our client accounts have their trade executions and assets held in custody through the NYSE firm Charles Schwab which has been ranked the number one firm in the United States for the clients' experience.

Pershing, LLC, a NYSE firm also handles the custody of many of our client accounts and remains focused on the segregation, safekeeping, servicing, and reporting of clients' assets. Pershing, is a subsidiary of The Bank of New York Mellon Corporation, the nation's oldest continuously operating bank, and one of the world's leading providers of securities services. Pershing has been a leading global provider of financial business solutions for 70 years and serves many of the world's most respected financial organizations. They are well capitalized with capital ratios that exceed those required by regulators. Their financial strength provides the foremost measure of protection of client's assets, regardless of any market impact on the firm. To review Pershing's financial strength and stability you may refer to their site under feature links.

 

Our Broker-Dealer:

American Portfolios Financial Services, Inc. (APFS), a full-service broker-dealer and registered FINRA/SIPC member firm whose primary function is to support independent financial professionals in private practice through technology, compliance and client services. APFS has created a decidedly competitive presence in the industry as one of the top 50 independent broker/dealers in the country. APFS is focused on providing financial professionals with a diverse selection of unbiased and high quality investment products and services in order to best meet their clients' objectives. The firm offers a full range of non-proprietary investment products, personal services such as insurance planning, retirement, estate and college planning and full service securities brokerage through a clearing relationship with Pershing, LLC.
 

Our Social Responsibility:

Our Promise:

We promise to always act with integrity, never sacrificing our clients' or our advisors' interests for the sake of our own. We hold ourselves responsible not only to our clients, but also to our communities. Here are a few of the events and organizations in our community for which we have made a personal or financial dedication:

  • American Cancer Society
  • Connecticut Landmarks
  • Farmington Land Trust
  • Friends of Sessions Woods
  • Junvenile Diabetes Research Fund
  • Samaritan Health Center
  • The Michael J. Fox Foundation
  • The Rotary Foundation
  • World TEAM (The Exceptional Athlete Matters) Sports